investment advisers in Vietnamese

@Chuyên ngành kinh tế
-luật tư vấn đầu tư

Sentence patterns related to "investment advisers"

Below are sample sentences containing the word "investment advisers" from the English - Vietnamese Dictionary. We can refer to these sentence patterns for sentences in case of finding sample sentences with the word "investment advisers", or refer to the context using the word "investment advisers" in the English - Vietnamese Dictionary.

1. Investment Advisers Act of 1940

2. This law regulates investment Advisers

3. SEC Adopts Modernized Marketing Rule for Investment Advisers

4. Investment Advisers to mutual funds and EFTs are regulated under the Investment Advisers Act of 1940 (IAA) and the Investment Company Act of 1940 (ICA)

5. Many people obtain assistance from professionals such as accountants, financial planners, investment advisers, and lawyers.

Nhiều người nhận được sự trợ giúp từ các chuyên gia nhưkế toán, người lập kế hoạch tài chính, cố vấn đầu tư và luật sư.

6. Investment advisers of the small capitalization accounts continue to have discretionary authority to purchase and sell securities

7. Financial Advisor surveys and publishes an annual list of independent registered investment Advisers, ranked by assets under management

8. Investment Advisers Act of 1940, as amended, Beneficially owned 97,198,558 ADSs and 19,605,532 CPOs, representing a total 991,591,112 CPOs or approximately 11.9% of our then outstanding capital stock.

9. Assured Investment Management LLC (Assured Investment Management) is an investment adviser registered with the Securities and Exchange Commission (the SEC) pursuant to the Investment Advisers Act of 1940

10. These Advisers sometimes delegate some or all of their portfolio management duties to sub-Advisers, who are themselves treated as investment Advisers under both the IAA and the ICA.

11. Acres and its representatives are in compliance with the current registration and notice filing requirements imposed upon SEC-registered investment advisers by those states in which Acres maintains clients.

12. Rather, AmericanBulls.com LLC relies upon the “publisher’s exclusion” from the definition of investment adviser as provided under Section 202(a)(11) of the Investment Advisers Act of 1940 and corresponding state securities laws.